Page History

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Catch up

To avoid further issues with job submission, let's just copy alignment results to our $SCRATCH area.

mkdir -p $SCRATCH/core_ngs/results
cd $SCRATCH/core_ngs/results
cp /corral-repl/utexas/BioITeam/core_ngs_tools/results/*.* .

Overview and Objectives

Overview

Image Added

After raw sequence files are generated (in FASTQ format), quality-checked, and pre-After raw sequence files are generated (in FASTQ format), quality-checked, and pre-processed in some way, the next step in most many NGS pipelines is mapping to a reference genome.

For individual sequences , it is common to use a tool like BLAST to identify genes or species of origin. However , a normal NGS dataset will have tens to hundreds of millions of sequences, which BLAST and similar tools are not designed to handle. Thus , a large set of computational tools have been developed to quickly , and with sufficient (but not absolute - and this tradeoff is an important consideration when constructing alignment pipelines) accuracy align each read to its best location , (if any, ) in a reference.

Even though many mapping tools exist, a few individual programs have a dominant "market share" of the NGS world. These programs vary widely in their design, inputs, outputs, and applications.  In this section, we will primarily focus on two of the most versatile mappersgeneral-purpose ones: BWA and Bowtie2, (the latter being part of the Tuxedo suite (e.g. which includes the transcriptome-aware RNA-seq aligner Tophat2) which also includes tools for manipulating NGS data after alignment.

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as well as other downstream quantifiaction tools).

Stage the alignment data

First connect to ls6.tacc.utexas.edu

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and start an idev session. This should be second nature by now

Sample Datasets

You have already worked with a paired-end yeast ChIP-seq dataset, which we will continue to use here.  The paired end data should already be located at:

$WORK/archive/original/2014_05.core_ngs

We will also use two additional RNA-seq datasets, which are located at:

/corral-repl/utexas/BioITeam/core_ngs_tools/human_stuff

idev -m 180 -N 1 -A OTH21164 -r CoreNGSday4

Then stage the sample datasets and references we will use.

# Copy the FASTA files for building references
mkdir -p $SCRATCH/core_ngs/references/fasta
cp $CORENGS/references/fasta/*.fa   $SCRATCH/core_ngs/references/fasta/

# Copy the FASTQ files that will be used for alignment
mkdir -p $SCRATCH/core_ngs/alignment/fastq
cp $CORENGS/alignment/*fastq.gz $SCRATCH/core_ngs/alignment/fastq/
cd $SCRATCH/core_ngs/alignment/fastq

These are descriptions of the FASTQ files we copied:

First copy the two human datasets to your $SCRATCH/core_ngs/fastq_prep directory.

cd $SCRATCH/core_ngs/fastq_prep
cp $CLASSDIR/human_stuff/*rnaseq.fastq.gz .

Create a $SCRATCH/core_ngs/align directory and make a link to the fastq_prep directory.

mkdir -p $SCRATCH/core_ngs/align
cd $SCRATCH/core_ngs/align
ln -s -f ../fastq_prep fq
ls -l 
ls fq

Reference Genomes

Before we get to alignment, we need a genome to align to.  We will use three different references here: 

• the human genome (hg19)
• the yeast genome (sacCer3)
• and mirbase (v20), human subset

Reference Genomes

Before we get to alignment, we need a reference to align to. This is usually an organism's genome, but can also be any set of names sequences, such as a transcriptome or other set of genes.

Here are the four reference genomes we will be using today, with some information about them. NOTE: These are not necessarily the most recent versions of these references - for example, hg19 is the second most recent human genome, with the most recent called hg38.  Similarly, the most recent mirbase annotation is v21.

Mirbase is a collection of all known microRNAs in all species (and many speculative miRNAs). We will use the human subset of that database as our alignment reference.  This has the advantage of being significantly smaller than the human genome, while likely containing almost all sequences likely to be detected in a miRNA sequencing run.

These are the three reference genomes we will be using today, with some information about them (and here is information about many more genomes):

Searching genomes is computationally hard work and takes a long time if done on un-indexed, linear genomic sequence.  So aligners require that references first be indexed to accelerate later retrieval.  The aligners we are using each require a different index, but use the same method (the Burrows-Wheeler Transform) to get the job done. This requires taking a FASTA file as input, with each chromosome (or contig) as a separate entry, and producing some aligner-specific set of files as output. Those index files are then used by the aligner when performing the sequence alignment, and subsequent alignments are reported using language referencing positions in the input FASTA file. 

hg19 is way too big for us to index here, so we're not going to do it (especially not all at the same time). Instead, all hg19 index files are located at:

/scratch/01063/abattenh/ref_genome/bwa/bwtsw/hg19

However, we can index the references for the yeast genome and human miRNAs, because they are much smaller.  We will grab the FASTA files for the other two references and build each index right before we use. These two reference FASTA files are located at:

/corral-repl/utexas/BioITeam/core_ngs_tools/references/sacCer3.fa
/corral-repl/utexas/BioITeam/core_ngs_tools/references/hairpin_cDNA_hsa.fa

First stage the yeast and mirbase reference FASTA files in your work archive area in a directory called references.

mkdir -p $WORK/archive/references/fasta
cp $CLASSDIR/references/*.fa $WORK/archive/references/fasta/

 With that, we're ready to get started on the first exercise.

Exercise #1: BWA – Yeast ChIP-seq

Overview ChIP-seq alignment workflow with BWA

We will perform a global alignment of the paired-end Yeast ChIP-seq sequences using bwa. This workflow generally has the following steps:

1. Trim the FASTQ sequences down to 50 with fastx_clipper
   • this removes most of any 5' adapter contamination without the fuss of specific adapter trimming w/cutadapt
2. Prepare the sacCer3 reference index for bwa using bwa index (this is done once, and re-used for later alignments)
3. Perform a global bwa alignment on the R1 reads (bwa aln) producing a BWA-specific binary .sai intermediate file
4. Perform a global bwa alignment on the R2 reads (bwa aln) producing a BWA-specific binary .sai intermediate file
5. Perform pairing of the separately aligned reads and report the alignments in SAM format using bwa sampe
6. Convert the SAM file to a BAM file (samtools view)
7. Sort the BAM file by genomic location (samtools sort)
8. Index the BAM file (samtools index)
9. Gather simple alignment statistics (samtools flagstat and samtools idxstat)

We're going to skip the trimming step for now and see how it goes. We'll perform steps 2 - 5 now and leave samtools for the next course section, since those steps (6 - 10) are common to nearly all post-alignment workflows.

Introducing BWA

Like other tools you've worked with so far, you first need to load bwa using the module system.  Go ahead and do that now, and then enter bwa with no arguments to view the top-level help page (many NGS tools will provide some help when called with no arguments).

module load bwa
bwa

Program: bwa (alignment via Burrows-Wheeler transformation)
Version: 0.7.12-r1039
Contact: Heng Li <lh3@sanger.ac.uk>
Usage:   bwa <command> [options]
Command: index         index sequences in the FASTA format
         mem           BWA-MEM algorithm
         fastmap       identify super-maximal exact matches
         pemerge       merge overlapping paired ends (EXPERIMENTAL)
         aln           gapped/ungapped alignment
         samse         generate alignment (single ended)
         sampe         generate alignment (paired ended)
         bwasw         BWA-SW for long queries

         shm           manage indices in shared memory
         fa2pac        convert FASTA to PAC format
         pac2bwt       generate BWT from PAC
         pac2bwtgen    alternative algorithm for generating BWT
         bwtupdate     update .bwt to the new format
         bwt2sa        generate SA from BWT and Occ

Note: To use BWA, you need to first index the genome with `bwa index'.
      There are three alignment algorithms in BWA: `mem', `bwasw', and
      `aln/samse/sampe'. If you are not sure which to use, try `bwa mem'
      first. Please `man ./bwa.1' for the manual.

As you can see, bwa include many subcommands that perform most of the tasks we are interested in.

Building the BWA sacCer3 index

We're going to index the genome with the index command. To learn what this sub-command needs in the way of options and arguments, enter bwa index with no arguments.

Usage:   bwa index [-a bwtsw|is] [-c] <in.fasta>
Options: -a STR    BWT construction algorithm: bwtsw or is [auto]
         -p STR    prefix of the index [same as fasta name]
		 -b INT	   block size for the bwtsw algorithm (effective with -a bwtsw) [10000000]
         -6        index files named as <in.fasta>.64.* instead of <in.fasta>.*
Warning: `-a bwtsw' does not work for short genomes, while `-a is' and
         `-a div' do not work not for long genomes. Please choose `-a'
         according to the length of the genome.

Based on the "Usage" description, we only need to specify two things:

• the name of the FASTA file  
• whether to use the bwtsw or is algorithm for indexing

Since sacCer3 is relative large (~12 Mbp) we will specify bwtsw as the indexing option (as indicated by the "Warning" message), and the name of the FASTA file is sacCer3.fa.

Importantly, the output of this command is a group of files that are all required together as the index. So, within the references directory, we will create another directory called bwa/sacCer3, make a symbolic link to the yeast FASTA there, and run the index command in that directory.

mkdir -p $WORK/archive/references/bwa/sacCer3
cd $WORK/archive/references/bwa/sacCer3
ln -s ../../fasta/sacCer3.fa
ls -la

Now execute the bwa index command.

bwa index -a bwtsw sacCer3.fa

Since the yeast genome is not large when compared to human, this should not take long to execute (otherwise we would do it as a batch job). When it is complete you should see a set of index files like this:

sacCer3.fa
sacCer3.fa.amb
sacCer3.fa.ann
sacCer3.fa.bwt
sacCer3.fa.pac
sacCer3.fa.sa

Exploring the FASTA with grep

It is frequently useful to have a list of all contigs/chromosomes/genes/features in a file. You'll usually want to know this before you start the alignment so that you're familiar with the contig naming convention – and to verify that it's the one you expect.  For example, chromosome 1 is specified as "chr1", "1", "I", and more in different references, and it can get weird for non-model organisms.

We saw that a FASTA consists of a number of contig entries, each one starting with a name line of the form below, followed by many lines of bases.

>contigName

How do we dig out just the lines that have the contig names and ignore all the sequences? Well, the contig name lines all follow the pattern above, and since the > character is not a valid base, it will never appear on a sequence line.

We've discovered a pattern (also known as a regular expression) to use in searching, and the command line tool that does regular expression matching is grep.

Regular expressions are so powerful that nearly every modern computer language includes a "regex" module of some sort. There are many online tutorials for regular expressions (and a few different flavors of them). But the most common is the Perl style (http://perldoc.perl.org/perlretut.html). We're only going to use the most simple of regular expressions here, but learning more about them will pay handsome dividends for you in the future (there's a reason Perl was used a lot when assembling the human genome).

Here's how to execute grep to list contig names in a FASTA file.

grep -P '^>' sacCer3.fa | more

Notes:

• The -P option tells grep to use Perl-style regular expression patterns.
  
  • This makes including special characters like Tab ( \t ), Carriage Return ( \r ) or Linefeed ( \n ) much easier that the default Posix paterns.
  • While it is not really required here, it generally doesn't hurt to include this option.

• '^>' is the regular expression describing the pattern we're looking for (described below)

• sacCer3.fa is the file to search. Lines with text that match our pattern will be written to standard output; non matching lines will be omitted.
• We pipe to more just in case there are a lot of contig names.

Now down to the nuts and bolts of our pattern, '^>'

First, the single quotes around the pattern – they are only a signal for the bash shell. As part of its friendly command line parsing and evaluation, the shell will often look for special characters on the command line that mean something to it (for example, the $ in front of an environment variable name, like in $SCRATCH). Well, regular expressions treat the $ specially too – but in a completely different way! Those single quotes tell the shell "don't look inside here for special characters – treat this as a literal string and pass it to the program". The shell will obey, will strip the single quotes off the string, and will pass the actual pattern, ^>, to the grep program. (Aside: We've see that the shell does look inside double quotes ( " ) for certain special signals, such as looking for environment variable names to evaluate.)

So what does ^> mean to grep? Well, from our contig name format description above we see that contig name lines always start with a > character, so > is a literal for grep to use in its pattern match.

We might be able to get away with just using this literal alone as our regex, specifying '>' as the command line argument. But for grep, the more specific the pattern, the better. So we constrain where the > can appear on the line. The special carat ( ^ ) character represents "beginning of line". So ^> means "beginning of a line followed by a > character, followed by anything. (Aside: the dollar sign ( $ ) character represents "end of line" in a regex. There are many other special characters, including period ( . ), question mark ( ? ), pipe ( | ), parentheses ( ( ) ), and brackets ( [ ] ), to name the most common.)

Exercise: How many contigs are there in the sacCer3 reference?

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grep -P '^>' sacCer3.fa | wc -l

Or use grep's -c option that says "just count the line matches"

grep -P -c '^>' sacCer3.fa

Performing the bwa alignment

Now, we're ready to execute the actual alignment, with the goal of initially producing a SAM file from the input FASTQ files and reference. First go to the align directory, and link to the sacCer3 reference directory (this will make our commands more readable).

cd $SCRATCH/core_ngs/align
ln -s $WORK/archive/references/bwa/sacCer3
ls sacCer3

As our workflow indicated, we first use bwa aln on the R1 and R2 FASTQs, producing a BWA-specific .sai intermediate binary files. Since these alignments are completely independent, we can execute them in parallel in a batch job.

What does bwa aln needs in the way of arguments?

bwa aln

There are lots of options, but here is a summary of the most important ones. BWA, is a lot more complex than the options let on. If you look at the BWA manual on the web for the aln sub-command, you'll see numerous options that can increase the alignment rate (as well as decrease it), and all sorts of other things. 

The rest of the options control the details of how much a mismatch or gap is penalized, limits on the number of acceptable hits per read, and so on.  Much more information can be accessed at the BWA manual page.

For a simple alignment like this, we can just go with the default alignment parameters, with one exception. At TACC, we want to optimize our alignment speed by allocating more than one thread (-t) to the alignment. We want to run 2 tasks, and will use a minimum of one 16-core node. So we can assign 8 cores to each alignment by specifying -t 8.

Also note that bwa writes its (binary) output to standard output by default, so we need to redirect that to a .sai file. And of course we need to redirect standard error to a log file, one per file.

Create an aln.cmds file (using nano) with the following lines:

bwa aln -t 8 sacCer3/sacCer3.fa fq/Sample_Yeast_L005_R1.cat.fastq.gz > yeast_R1.sai 2> aln.yeast_R1.log
bwa aln -t 8 sacCer3/sacCer3.fa fq/Sample_Yeast_L005_R2.cat.fastq.gz > yeast_R2.sai 2> aln.yeast_R2.log

Create the batch submission script specifying a wayness of 8 (8 tasks per node) on the normal queue and a time of 1 hour, then submit the job and monitor the queue:

launcher_creator.py -n aln -j aln.cmds -t 01:00:00 -q normal -w 8
sbatch aln.slurm
showq -u

Since you have directed standard error to log files, you can use a neat trick to monitor the progress of the alignment: tail -f. The -f means "follow" the tail, so new lines at the end of the file are displayed as they are added to the file.

# Use Ctrl-c to stop the output any time
tail -f aln.yeast_R1.log

When it's done you should see two .sai files. Next we use the bwa sampe command to pair the reads and output SAM format data. For this command you provide the same reference prefix as for bwa aln, along with the two .sai files and the two original FASTQ files.

Again bwa writes its output to standard output, so redirect that to a .sam file. (Note that bwa sampe is "single threaded" – it does not have an option to use more than one processor for its work.) We'll just execute this at the command line – not in a batch job.

bwa sampe sacCer3/sacCer3.fa yeast_R1.sai yeast_R2.sai fq/Sample_Yeast_L005_R1.cat.fastq.gz fq/Sample_Yeast_L005_R2.cat.fastq.gz > yeast_pairedend.sam

You did it!  You should now have a SAM file that contains the alignments. It's just a text file, so take a look with head, more, less, tail, or whatever you feel like. In the next section, with samtools, you'll learn some additional ways to analyze the data once you create a BAM file.

Exercise: What kind of information is in the first lines of the SAM file?

Exercise: How many alignment records (not header records) are in the SAM file?

...

This looks for the pattern  '^HWI' which is the start of every read name (which starts every alignment record).
Remember -c says just count the records, don't display them.

grep -P -c '^HWI' yeast_pairedend.sam 

Or use the -v (invert) option to tell grep to print all lines that don't match a particular pattern, here the header lines starting with @.

grep -P -v -c '^@' yeast_pairedend.sam

(e.g. the newest human reference genome is hg38 and the most recent miRBase annotation is v21. (See here for information about many more genomes.)

Searching genomes is computationally hard work and takes a long time if done on linear genomic sequence. So aligners require that references first be indexed to accelerate lookup. The aligners we are using each require a different index, but use the same method (the Burrows-Wheeler Transform) to get the job done.

Building a reference index involves taking a FASTA file as input, with each contig (contiguous string of bases, e.g. a chromosome) as a separate FASTA entry, and producing an aligner-specific set of files as output. Those output index files are then used to perform the sequence alignment, and alignments are reported using coordinates referencing names and offset positions based on the original FASTA file contig entries.

We can quickly index the references for the yeast genome, the human miRNAs, and the V. cholerae genome, because they are all small, so we'll build each index from the appropriate FASTA files right before we use them. 

hg19 is way too big for us to index here so we will use an existing set of BWA hg19 index files located at:

/work/projects/BioITeam/ref_genome/bwa/bwtsw/hg19

/work/projects/BioITeam/ref_genome/
   bowtie2/
   bwa/
   hisat2/
   kallisto/
   star/
   tophat/

Exploring FASTA with grep

It is often useful to know what chromosomes/contigs are in a FASTA file before you start an alignment so that you're familiar with the contig naming convention – and to verify that it's the one you expect.  For example, chromosome 1 is specified differently in different references and organisms: chr1 (USCS human), chrI (UCSC yeast), or just 1 (Ensembl human GRCh37).

A FASTA file consists of a number of contig name entries, each one starting with a right carat ( > ) character, followed by many lines of base characters. E.g.:

>chrI
CCACACCACACCCACACACCCACACACCACACCACACACCACACCACACC
CACACACACACATCCTAACACTACCCTAACACAGCCCTAATCTAACCCTG
GCCAACCTGTCTCTCAACTTACCCTCCATTACCCTGCCTCCACTCGTTAC
CCTGTCCCATTCAACCATACCACTCCGAACCACCATCCATCCCTCTACTT

How do we dig out just the lines that have the contig names and ignore all the sequences? Well, the contig name lines all follow the pattern above, and since the > character is not a valid base, it will never appear on a sequence line.

We've discovered a pattern (also known as a regular expression) to use in searching, and the command line tool that does regular expression matching is grep (general regular expression parser). Read more about grep here: Advanced commands: grep.

Regular expressions are so powerful that nearly every modern computer language includes a "regex" module of some sort. There are many online tutorials for regular expressions, and several slightly different "flavors" of them. But the most common is the Perl style (http://perldoc.perl.org/perlretut.html), which was one of the fist and still the most powerful (there's a reason Perl was used extensively when assembling the human genome). We're only going to use simple regular expressions here, but learning more about them will pay handsome dividends for you in the future.

Here's how to execute grep to list contig names in a FASTA file.

# If you haven't staged the fasta files
cds
mkdir -p core_ngs/references/fasta
cd core_ngs/references/fasta
cp $CORENGS/references/fasta/*.fa .

cd $SCRATCH/core_ngs/references/fasta
grep -P '^>' sacCer3.fa | more

Notes:

• The -P option tells grep to Perl-style regular expression patterns. 
  
  • This makes including special characters like Tab ( \t ), Carriage Return ( \r ) or Linefeed ( \n ) much easier that the default POSIX paterns.
  • While it is not required here, it generally doesn't hurt to include this option.

• '^>' is the regular expression describing the pattern we're looking for (described below)

• sacCer3.fa is the file to search. 
  
  • lines with text that match our pattern will be written to standard output
  • non matching lines will be omitted
• We pipe to more just in case there are a lot of contig names.

Now down to the nuts and bolts of the pattern: '^>'

First, the single quotes around the pattern – this tells the bash shell to pass the exact string contents to grep.

As part of its friendly command line parsing and evaluation, the shell will often look for special characters on the command line that mean something to it (for example, the $ in front of an environment variable name, like in $SCRATCH). Well, regular expressions treat the $ specially too – but in a completely different way! Those single quotes tell the shell "don't look inside here for special characters – treat this as a literal string and pass it to the program". The shell will obey, will strip the single quotes off the string, and will pass the actual pattern, ^>, to the grep program. (Note that the shell does look inside double quotes ( " ) for certain special signals, such as looking for environment variable names to evaluate. Read more about Quoting in the shell.)

So what does ^> mean to grep? We know that contig name lines always start with a > character, so > is a literal for grep to use in its pattern match.

We might be able to get away with just using this literal alone as our regex, specifying '>' as the command line argument. But for grep, the more specific the pattern, the better. So we constrain where the > can appear on the line. The special carat ( ^ )  metacharacter represents "beginning of line". So ^> means "beginning of a line followed by a > character".

# Copy the FASTA files for building references
mkdir -p $SCRATCH/core_ngs/references/fasta
cp $CORENGS/references/fasta/*.fa $SCRATCH/core_ngs/references/fasta/

Exercise: How many contigs are there in the sacCer3 reference?

cd $SCRATCH/core_ngs/references/fasta
grep -P '^>' sacCer3.fa | wc -l

grep -P -c '^>' sacCer3.fa

Aligner overview

There are many aligners available, but we will concentrate on two of the most popular general-purpose ones: bwa and bowtie2. The table below outlines the available protocols for them.

Exercise #1: BWA global alignment – Yeast ChIP-seq

Overview ChIP-seq alignment workflow with BWA

We will perform a global alignment of the paired-end Yeast ChIP-seq sequences using bwa. This workflow has the following steps:

1. Trim the FASTQ sequences down to 50 with fastx_clipper
   • this removes most of any 5' adapter contamination without the fuss of specific adapter trimming w/cutadapt
2. Prepare the sacCer3 reference index for bwa using bwa index
   
   • this is done once, and re-used for later alignments
3. Perform a global bwa alignment on the R1 reads (bwa aln) producing a BWA-specific binary .sai intermediate file
4. Perform a global bwa alignment on the R2 reads (bwa aln) producing a BWA-specific binary .sai intermediate file
5. Perform pairing of the separately aligned reads and report the alignments in SAM format using bwa sampe
6. Convert the SAM file to a BAM file (samtools view)
7. Sort the BAM file by genomic location (samtools sort)
8. Index the BAM file (samtools index)
9. Gather simple alignment statistics (samtools flagstat and samtools idxstat)

We're going to skip the trimming step for now and see how it goes. We'll perform steps 2 - 5 now and leave samtools for a later exercise since steps 6 - 10 are common to nearly all post-alignment workflows.

Introducing BWA

Like other tools you've worked with so far, you first need to load bwa. Do that now, and then enter bwa with no arguments to view the top-level help page (many NGS tools will provide some help when called with no arguments). bwa is available as a BioContainers. module.

idev -m 120 -N 1 -A OTH21164 -r CoreNGSday4

module load biocontainers  # takes a while
module load bwa
bwa

Program: bwa (alignment via Burrows-Wheeler transformation)
Version: 0.7.17-r1188
Contact: Heng Li <lh3@sanger.ac.uk>

Usage:   bwa <command> [options]

Command: index         index sequences in the FASTA format
         mem           BWA-MEM algorithm
         fastmap       identify super-maximal exact matches
         pemerge       merge overlapping paired ends (EXPERIMENTAL)
         aln           gapped/ungapped alignment
         samse         generate alignment (single ended)
         sampe         generate alignment (paired ended)
         bwasw         BWA-SW for long queries

         shm           manage indices in shared memory
         fa2pac        convert FASTA to PAC format
         pac2bwt       generate BWT from PAC
         pac2bwtgen    alternative algorithm for generating BWT
         bwtupdate     update .bwt to the new format
         bwt2sa        generate SA from BWT and Occ

Note: To use BWA, you need to first index the genome with `bwa index'.
      There are three alignment algorithms in BWA: `mem', `bwasw', and
      `aln/samse/sampe'. If you are not sure which to use, try `bwa mem'
      first. Please `man ./bwa.1' for the manual.

As you can see, bwa include many sub-commands that perform the tasks we are interested in.

Building the BWA sacCer3 index

We will index the genome with the bwa index command. Type bwa index with no arguments to see usage for this sub-command.

Usage:   bwa index [options] <in.fasta>

Options: -a STR    BWT construction algorithm: bwtsw, is or rb2 [auto]
         -p STR    prefix of the index [same as fasta name]
         -b INT    block size for the bwtsw algorithm (effective with -a bwtsw) [10000000]
         -6        index files named as <in.fasta>.64.* instead of <in.fasta>.*

Warning: `-a bwtsw' does not work for short genomes, while `-a is' and
         `-a div' do not work not for long genomes.

Based on the usage description, we only need to specify two things:

• The name of the FASTA file  
• Whether to use the bwtsw or is algorithm for indexing

Since sacCer3 is relative large (~12 Mbp) we will specify bwtsw as the indexing option (as indicated by the "Warning" message), and the name of the FASTA file is sacCer3.fa.

The output of this command is a group of files that are all required together as the index. So, within our references directory, we will create another directory called references/bwa/sacCer3 and build the index there. To remind ourselves which FASTA was used to build the index, we create a symbolic link to our references/fasta/sacCer3.fa file (note the use of the ../.. relative path syntax).

mkdir -p $SCRATCH/core_ngs/alignment/fastq
mkdir -p $SCRATCH/core_ngs/references/fasta
cp $CORENGS/alignment/*fastq.gz   $SCRATCH/core_ngs/alignment/fastq/
cp $CORENGS/references/fasta/*.fa $SCRATCH/core_ngs/references/fasta/

mkdir -p $SCRATCH/core_ngs/references/bwa/sacCer3
cd $SCRATCH/core_ngs/references/bwa/sacCer3
ln -s ../../fasta/sacCer3.fa
ls -l

Now execute the bwa index command.

bwa index -a bwtsw sacCer3.fa

Since the yeast genome is not large when compared to human, this should not take long to execute (otherwise we would do it as a batch job). When it is complete you should see a set of index files like this:

sacCer3.fa
sacCer3.fa.amb
sacCer3.fa.ann
sacCer3.fa.bwt
sacCer3.fa.pac
sacCer3.fa.sa

Performing the bwa alignment

Now, we're ready to execute the actual alignment, with the goal of initially producing a SAM file from the input FASTQ files and reference. First prepare a directory for this exercise and link the sacCer3 reference directories there (this will make our commands more readable).

# Copy the FASTA files for building references
mkdir -p $SCRATCH/core_ngs/references
cp $CORENGS/references/fasta/*.fa $SCRATCH/core_ngs/references/fasta/

# Copy a pre-built bwa index for sacCer3
mkdir -p $SCRATCH/core_ngs/references/bwa/sacCer3
cp $CORENGS/references/bwa/sacCer3/*.* $SCRATCH/core_ngs/references/bwa/sacCer3/

# Get the FASTQ to align
mkdir -p $SCRATCH/core_ngs/alignment/fastq
cp $CORENGS/alignment/*fastq.gz $SCRATCH/core_ngs/alignment/fastq/

mkdir -p $SCRATCH/core_ngs/alignment/yeast_bwa
cd $SCRATCH/core_ngs/alignment/yeast_bwa
ln -s -f ../fastq
ln -s -f ../../references/bwa/sacCer3

As our workflow indicated, we first use bwa aln on the R1 and R2 FASTQs, producing a BWA-specific .sai intermediate binary files.

What does bwa aln needs in the way of arguments?

bwa aln

There are lots of options, but here is a summary of the most important ones.

Other options control the details of how much a mismatch or gap is penalized, limits on the number of acceptable hits per read, and so on. Much more information can be found on the BWA manual page.

For a basic alignment like this, we can just go with the default alignment parameters.

Note that bwa writes its (binary) output to standard output by default, so we need to redirect that to a .sai file.

For simplicity, we will just execute these commands directly, one at a time. Each command should only take few minutes and you will see bwa's progress messages in your terminal.

# If not already loaded:
module load biocontainers
module load bwa

cd $SCRATCH/core_ngs/alignment/yeast_bwa
bwa aln sacCer3/sacCer3.fa fastq/Sample_Yeast_L005_R1.cat.fastq.gz > yeast_pe_R1.sai
bwa aln sacCer3/sacCer3.fa fastq/Sample_Yeast_L005_R2.cat.fastq.gz > yeast_pe_R2.sai

When all is done you should have two .sai files: yeast_pe_R1.sai and yeast_pe_R2.sai.

Exercise: How long did it take to align the R2 file?

[bwa_aln] 17bp reads: max_diff = 2
[bwa_aln] 38bp reads: max_diff = 3
[bwa_aln] 64bp reads: max_diff = 4
[bwa_aln] 93bp reads: max_diff = 5
[bwa_aln] 124bp reads: max_diff = 6
[bwa_aln] 157bp reads: max_diff = 7
[bwa_aln] 190bp reads: max_diff = 8
[bwa_aln] 225bp reads: max_diff = 9
[bwa_aln_core] calculate SA coordinate... 50.76 sec
[bwa_aln_core] write to the disk... 0.07 sec
[bwa_aln_core] 262144 sequences have been processed.
[bwa_aln_core] calculate SA coordinate... 50.35 sec
[bwa_aln_core] write to the disk... 0.07 sec
[bwa_aln_core] 524288 sequences have been processed.
[bwa_aln_core] calculate SA coordinate... 13.64 sec
[bwa_aln_core] write to the disk... 0.01 sec
[bwa_aln_core] 592180 sequences have been processed.
[main] Version: 0.7.17-r1188
[main] CMD: /usr/local/bin/bwa aln sacCer3/sacCer3.fa fastq/Sample_Yeast_L005_R1.cat.fastq.gz
[main] Real time: 78.185 sec; CPU: 77.598 sec

Since you have your own private compute node, you can use all its resources. It has 128 cores, so re-run the R2 alignment asking for 60 execution threads.

bwa aln -t 60 sacCer3/sacCer3.fa fastq/Sample_Yeast_L005_R2.cat.fastq.gz > yeast_pe_R2.sai

Exercise: How much of a speedup did you seen when aligning the R2 file with 60 threads?

[bwa_aln] 17bp reads: max_diff = 2
[bwa_aln] 38bp reads: max_diff = 3
[bwa_aln] 64bp reads: max_diff = 4
[bwa_aln] 93bp reads: max_diff = 5
[bwa_aln] 124bp reads: max_diff = 6
[bwa_aln] 157bp reads: max_diff = 7
[bwa_aln] 190bp reads: max_diff = 8
[bwa_aln] 225bp reads: max_diff = 9
[bwa_aln_core] calculate SA coordinate... 266.70 sec
[bwa_aln_core] write to the disk... 0.04 sec
[bwa_aln_core] 262144 sequences have been processed.
[bwa_aln_core] calculate SA coordinate... 268.94 sec
[bwa_aln_core] write to the disk... 0.03 sec
[bwa_aln_core] 524288 sequences have been processed.
[bwa_aln_core] calculate SA coordinate... 72.26 sec
[bwa_aln_core] write to the disk... 0.01 sec
[bwa_aln_core] 592180 sequences have been processed.
[main] Version: 0.7.17-r1188
[main] CMD: /usr/local/bin/bwa aln -t 60 sacCer3/sacCer3.fa fastq/Sample_Yeast_L005_R2.cat.fastq.gz
[main] Real time: 5.013 sec; CPU: 142.813 sec

Next we use the bwa sampe command to pair the reads and output SAM format data. Just type that command in with no arguments to see its usage.

For this command you provide the same reference index prefix as for bwa aln, along with the two .sai files and the two original FASTQ files. Also, bwa writes its output to standard output, so redirect that to a .sam file.

Here is the command line statement you need. Just execute it on the command line.

# Copy the FASTA files for building references
mkdir -p $SCRATCH/core_ngs/references
cp $CORENGS/references/fasta/*.fa $SCRATCH/core_ngs/references/fasta/

# Copy a pre-built bwa index for sacCer3
mkdir -p $SCRATCH/core_ngs/references/bwa/sacCer3
cp $CORENGS/references/bwa/sacCer3/*.* $SCRATCH/core_ngs/references/bwa/sacCer3/

# Get the FASTQ to align
mkdir -p $SCRATCH/core_ngs/alignment/fastq
cp $CORENGS/alignment/*fastq.gz $SCRATCH/core_ngs/alignment/fastq/

# Stage the BWA .sai files
mkdir -p $SCRATCH/core_ngs/alignment/yeast_bwa
cd $SCRATCH/core_ngs/alignment/yeast_bwa
ln -sf ../fastq
ln -sf ../../references/bwa/sacCer3
cp $CORENGS/catchup/yeast_bwa/*.sai .

cd $SCRATCH/core_ngs/alignment/yeast_bwa
bwa sampe sacCer3/sacCer3.fa yeast_pe_R1.sai yeast_pe_R2.sai \
  fastq/Sample_Yeast_L005_R1.cat.fastq.gz \
  fastq/Sample_Yeast_L005_R2.cat.fastq.gz > yeast_pe.sam

You should now have a SAM file (yeast_pe.sam) that contains the alignments. It's just a text file, so take a look with head, more, less, tail, or whatever you feel like. Later you'll learn additional ways to analyze the data with samtools once you create a BAM file.

Exercise: What kind of information is in the first lines of the SAM file?

Exercise: How many alignment records (not header records) are in the SAM file?

grep -P -c '^HWI' yeast_pe.sam

grep -P -v -c '^@' yeast_pe.sam

Exercise: How many sequences were in the R1 and R2 FASTQ files combined?

Exercises:

• Do both R1 and R2 reads have separate alignment records?
• Does the SAM file contain both mapped and un-mapped reads?
• What is the order of the alignment records in this SAM file?
  
  

Using cut to isolate fields

Recall the format of a SAM alignment record:

Image Added

Suppose you wanted to look only at field 3 (contig name) values in the SAM file. You can do this with the handy cut command. Below is a simple example where you're asking cut to display the 3rd column value for the last 10 alignment records.

# Stage the aligned SAM file
mkdir -p $SCRATCH/core_ngs/alignment/yeast_bwa
cd $SCRATCH/core_ngs/alignment/yeast_bwa
cp $CORENGS/catchup/yeast_bwa/yeast_pe.sam .

tail yeast_pe.sam | cut -f 3

By default cut assumes the field delimiter is Tab, which is the delimiter used in the majority of NGS file formats. You can specify a different delimiter with the -d option.

You can also specify a range of fields, and mix adjacent and non-adjacent fields. This displays fields 2 through 6, field 9:

tail -20 yeast_pe.sam | cut -f 2-6,9

You may have noticed that some alignment records contain contig names (e.g. chrV) in field 3 while others contain an asterisk ( * ). The * means the record didn't map. We're going to use this heuristic along with cut to see about how many records represent aligned sequences. (Note this is not the strictly correct method of finding unmapped reads because not all unmapped reads have an asterisk in field 3. Later you'll see how to properly distinguish between mapped and unmapped reads using samtools.)

First we need to make sure that we don't look at fields in the SAM header lines. We're going to end up with a series of pipe operations, and the best way to make sure you're on track is to enter them one at a time piping to head:

# the ^@ pattern matches lines starting with @ (only header lines), 
# and -v says output lines that don't match
grep -v -P '^@' yeast_pe.sam | head

Ok, it looks like we're seeing only alignment records. Now let's pull out only field 3 using cut:

grep -v -P '^@' yeast_pairedend.sam | cut -f 3 | head

Cool, we're only seeing the contig name info now. Next we use grep again, piping it our contig info and using the -v (invert) switch to say print lines that don't match the pattern:

grep -v -P '^@' yeast_pe.sam | cut -f 3 | grep -v '*' | head

Perfect! We're only seeing real contig names that (usually) represent aligned reads. Let's count them by piping to wc -l (and omitting omit head of course – we want to count everything).

grep -v -P '^@' yeast_pe.sam | cut -f 3 | grep -v '*' | wc -l

Exercise: About how many records represent aligned sequences? What alignment rate does this represent?

awk 'BEGIN{print 612968/1184360}'

Exercise: What might we try in order to improve the alignment rate?

Exercise #2: Basic SAMtools Utilities

The SAMtools program is a commonly used set of tools that allow a user to manipulate SAM/BAM files in many different ways, ranging from simple tasks (like SAM/BAM format conversion) to more complex functions (like sorting, indexing and statistics gathering).  It is available in the TACC module system (as well as in BioContainers). Load that module and see what samtools has to offer:

idev -m 120 -N 1 -A OTH21164 -r CoreNGSday4

# If not already loaded
module load biocontainers  # takes a while

module load samtools
samtools

Program: samtools (Tools for alignments in the SAM format)
Version: 1.9 (using htslib 1.9)

Usage:   samtools <command> [options]

Commands:
  -- Indexing
     dict           create a sequence dictionary file
     faidx          index/extract FASTA
     fqidx          index/extract FASTQ
     index          index alignment

  -- Editing
     calmd          recalculate MD/NM tags and '=' bases
     fixmate        fix mate information
     reheader       replace BAM header
     targetcut      cut fosmid regions (for fosmid pool only)
     addreplacerg   adds or replaces RG tags
     markdup        mark duplicates

  -- File operations
     collate        shuffle and group alignments by name
     cat            concatenate BAMs
     merge          merge sorted alignments
     mpileup        multi-way pileup
     sort           sort alignment file
     split          splits a file by read group
     quickcheck     quickly check if SAM/BAM/CRAM file appears intact
     fastq          converts a BAM to a FASTQ
     fasta          converts a BAM to a FASTA

  -- Statistics
     bedcov         read depth per BED region
     coverage       alignment depth and percent coverage
     depth          compute the depth
     flagstat       simple stats
     idxstats       BAM index stats
     phase          phase heterozygotes
     stats          generate stats (former bamcheck)

  -- Viewing
     flags          explain BAM flags
     tview          text alignment viewer
     view           SAM<->BAM<->CRAM conversion
     depad          convert padded BAM to unpadded BAM

In this exercise, we will explore five utilities provided by samtools: view, sort, index, flagstat, and idxstats. Each of these is executed in one line for a given SAM/BAM file. In the SAMtools/BEDtools sections tomorrow we will explore samtools in more in depth.

samtools view

The samtools view utility provides a way of converting between SAM (text) and BAM (binary, compressed) format. It also provides many, many other functions which we will discuss lster. To get a preview, execute samtools view without any other arguments. You should see:

Usage: samtools view [options] <in.bam>|<in.sam>|<in.cram> [region ...]

Options:
  -b       output BAM
  -C       output CRAM (requires -T)
  -1       use fast BAM compression (implies -b)
  -u       uncompressed BAM output (implies -b)
  -h       include header in SAM output
  -H       print SAM header only (no alignments)
  -c       print only the count of matching records
  -o FILE  output file name [stdout]
  -U FILE  output reads not selected by filters to FILE [null]
  -t FILE  FILE listing reference names and lengths (see long help) [null]
  -X       include customized index file
  -L FILE  only include reads overlapping this BED FILE [null]
  -r STR   only include reads in read group STR [null]
  -R FILE  only include reads with read group listed in FILE [null]
  -d STR:STR
           only include reads with tag STR and associated value STR [null]
  -D STR:FILE
           only include reads with tag STR and associated values listed in
           FILE [null]
  -q INT   only include reads with mapping quality >= INT [0]
  -l STR   only include reads in library STR [null]
  -m INT   only include reads with number of CIGAR operations consuming
           query sequence >= INT [0]
  -f INT   only include reads with all  of the FLAGs in INT present [0]
  -F INT   only include reads with none of the FLAGS in INT present [0]
  -G INT   only EXCLUDE reads with all  of the FLAGs in INT present [0]
  -s FLOAT subsample reads (given INT.FRAC option value, 0.FRAC is the
           fraction of templates/read pairs to keep; INT part sets seed)
  -M       use the multi-region iterator (increases the speed, removes
           duplicates and outputs the reads as they are ordered in the file)
  -x STR   read tag to strip (repeatable) [null]
  -B       collapse the backward CIGAR operation
  -?       print long help, including note about region specification
  -S       ignored (input format is auto-detected)
  --no-PG  do not add a PG line
      --input-fmt-option OPT[=VAL]
               Specify a single input file format option in the form
               of OPTION or OPTION=VALUE
  -O, --output-fmt FORMAT[,OPT[=VAL]]...
               Specify output format (SAM, BAM, CRAM)
      --output-fmt-option OPT[=VAL]
               Specify a single output file format option in the form
               of OPTION or OPTION=VALUE
  -T, --reference FILE
               Reference sequence FASTA FILE [null]
  -@, --threads INT
               Number of additional threads to use [0]
      --write-index
               Automatically index the output files [off]
      --verbosity INT
               Set level of verbosity

That is a lot to process! For now, we just want to read in a SAM file and output a BAM file. The input format is auto-detected, so we don't need to specify it (although you do in v0.1.19). We just need to tell the tool to output the file in BAM format, and to include the header records.

mkdir -p $SCRATCH/core_ngs/alignment/yeast_bwa
cd $SCRATCH/core_ngs/alignment/yeast_bwa
cp $CORENGS/catchup/yeast_bwa/yeast_pe.sam .

cd $SCRATCH/core_ngs/alignment/yeast_bwa
samtools view -b yeast_pe.sam > yeast_pe.bam 

• the -b option tells the tool to output BAM format

How do you look at the BAM file contents now? That's simple. Just use samtools view without the -b option. Remember to pipe output to a pager!

samtools view yeast_pe.bam | more

Notice that this does not show us the header record we saw at the start of the SAM file.

Exercise: What samtools view option will include the header records in its output? Which option would show only the header records?

samtools sort

Looking at some of the alignment record information (e.g. samtools view yeast_pairedend.bam | cut -f 1-4 | more), you will notice that read names appear in adjacent pairs (for the R1 and R2), in the same order they appeared in the original FASTQ file. Since that means the corresponding mappings are in no particular order, searching through the file very inefficient. samtools sort re-orders entries in the SAM file either by locus (contig name + coordinate position) or by read name.

If you execute samtools sort without any options, you see its help page:

Usage: samtools sort [options...] [in.bam]
Options:
  -l INT     Set compression level, from 0 (uncompressed) to 9 (best)
  -m INT     Set maximum memory per thread; suffix K/M/G recognized [768M]
  -n         Sort by read name
  -t TAG     Sort by value of TAG. Uses position as secondary index (or read name if -n is set)
  -o FILE    Write final output to FILE rather than standard output
  -T PREFIX  Write temporary files to PREFIX.nnnn.bam
      --input-fmt-option OPT[=VAL]
               Specify a single input file format option in the form
               of OPTION or OPTION=VALUE
  -O, --output-fmt FORMAT[,OPT[=VAL]]...
               Specify output format (SAM, BAM, CRAM)
      --output-fmt-option OPT[=VAL]
               Specify a single output file format option in the form
               of OPTION or OPTION=VALUE
      --reference FILE
               Reference sequence FASTA FILE [null]
  -@, --threads INT
               Number of additional threads to use [0]

In most cases you will be sorting a BAM file from name order to locus order. You can use either -o or redirection with > to control the output.

# Stage the aligned yeast SAM and BAM files
mkdir -p $SCRATCH/core_ngs/alignment/yeast_bwa
cd $SCRATCH/core_ngs/alignment/yeast_bwa
cp $CORENGS/catchup/yeast_bwa/yeast_pe.[bs]am .

To sort the paired-end yeast BAM file by position, and get a BAM file named yeast_pe.sort.bam as output, execute the following command:

cd $SCRATCH/core_ngs/alignment/yeast_bwa
samtools sort -O bam -T yeast_pe.tmp yeast_pe.bam > yeast_pe.sort.bam

• The -O options says the Output format should be BAM
• The -T options gives a prefix for Temporary files produced during sorting
  • sorting large BAMs will produce many temporary files during processing
  • make sure the temporary file prefix is different from the input BAM file prefix!
• By default sort writes its output to standard output, so we use > to redirect to a file named yeast_pairedend.sort.bam

Exercise: Compare the file sizes of the yeast_pe .sam, .bam, and .sort.bam files and explain why they are different.

ls -lh yeast_pe*

samtools index

Many tools (like IGV, the Integrative Genomics Viewer) only need to use portions of a BAM file at a given point in time. For example, if you are viewing alignments that are within a particular gene, alignment records on other chromosomes do not need to be loaded. In order to speed up access, BAM files are indexed, producing BAI files which allow fast random access. This is especially important when you have many alignment records.

The utility samtools index creates an index that has the same name as the input BAM file, with suffix .bai appended. Here's the samtools index usage:

Usage: samtools index [-bc] [-m INT] <in.bam> [out.index]
Options:
  -b       Generate BAI-format index for BAM files [default]
  -c       Generate CSI-format index for BAM files
  -m INT   Set minimum interval size for CSI indices to 2^INT [14]
  -@ INT   Sets the number of threads [none]

The syntax here is way, way easier. We want a BAI-format index which is the default. (CSI-format is used with extremely long contigs, which don't apply here - the most common use case is for polyploid plant genomes).

So all we have to provide is the sorted BAM:

samtools index yeast_pe.sort.bam

This will produce a file named yeast_pe.bam.bai.

Most of the time when an index is required, it will be automatically located as long as it is in the same directory as its BAM file and shares the same name up until the .bai extension.

Exercise: Compare the sizes of the sorted BAM file and its BAI index.

ls -lh yeast_pe.sort.bam*

samtools flagstat

Since the BAM file contains records for both mapped and unmapped reads, just counting records doesn't provide information about the mapping rate of our alignment. The samtools flagstat tool provides a simple analysis of mapping rate based on the the SAM flag fields.

Here's how to run samtools flagstat and both see the output in the terminal and save it in a file – the samtools flagstat standard output is piped to tee, which both writes it to the specified file and sends it to its standard output:

# Stage the aligned yeast SAM and BAM files
mkdir -p $SCRATCH/core_ngs/alignment/yeast_bwa
cd $SCRATCH/core_ngs/alignment/yeast_bwa
cp $CORENGS/catchup/yeast_bwa/yeast_pe.sort.bam* .

samtools flagstat yeast_pe.sort.bam | tee yeast_pe.flagstat.txt

You should see something like this:

1184360 + 0 in total (QC-passed reads + QC-failed reads)
0 + 0 secondary
0 + 0 supplementary
0 + 0 duplicates
547664 + 0 mapped (46.24% : N/A)
1184360 + 0 paired in sequencing
592180 + 0 read1
592180 + 0 read2
473114 + 0 properly paired (39.95% : N/A)
482360 + 0 with itself and mate mapped
65304 + 0 singletons (5.51% : N/A)
534 + 0 with mate mapped to a different chr
227 + 0 with mate mapped to a different chr (mapQ>=5)

Ignore the "+ 0" addition to each line - that is a carry-over convention for counting "QA-failed reads" that is no longer relevant.

The most important statistic is the mapping rate (here 46%) but this readout also allows you to verify that some common expectations (e.g. that about the same number of R1 and R2 reads aligned, and that most mapped reads are proper pairs) are met.

Exercise: What proportion of mapped reads were properly paired?

awk 'BEGIN{ print 473114 / 547664 }'
# or
echo $(( 473114 * 100 / 547664 ))
# or
echo "473114 547664" | awk '{printf("%0.1f%%\n", 100*$1/$2)}'

samtools idxstats

More information about the alignment is provided by the samtools idxstats report, which shows how many reads aligned to each contig in your reference. Note that samtools idxstats must be run on a sorted, indexed BAM file.

# Stage the aligned yeast SAM and BAM files
mkdir -p $SCRATCH/core_ngs/alignment/yeast_bwa
cd $SCRATCH/core_ngs/alignment/yeast_bwa
cp $CORENGS/catchup/yeast_bwa/yeast_pe.sort.bam* .

samtools idxstats yeast_pe.sort.bam | tee yeast_pe.idxstats.txt

Here we use the tee command which reports its standard input to standard output before also writing it to the specified file.

chrI    230218  8820    1640
chrII   813184  36616   4026
chrIII  316620  13973   1530
chrIV   1531933 72675   8039
chrV    576874  27466   2806
chrVI   270161  10866   1222
chrVII  1090940 50893   5786
chrVIII 562643  24672   3273
chrIX   439888  16246   1739
chrX    745751  31748   3611
chrXI   666816  28017   2776
chrXII  1078177 54783   10124
chrXIII 924431  40921   4556
chrXIV  784333  33070   3703
chrXV   1091291 48714   5150
chrXVI  948066  44916   5032
chrM    85779   3268    291
*       0       0       571392

The output has four tab-delimited columns:

1. contig name
2. contig length
3. number of mapped reads
4. number of unmapped reads

The reason that the "unmapped reads" field for named chromosomes is not zero is that the aligner may initially assign a potential mapping (contig name and start coordinate) to a read, but then mark it later as unampped if it does meet various quality thresholds.

Exercise: How many sequences were in the R1 and R2 FASTQ files combined?

Exercises:

• Do both R1 and R2 reads have separate alignment records?
• Does the SAM file contain both aligned and un-aligned reads?
• What is the order of the alignment records in this SAM file?

Using cut to isolate fields

Suppose you wanted to look only at field 3 (contig name) values in the SAM file. You can do this with the handy cut command. Below is a simple example where you're asking cut to display the 3rd of the last 10 alignments.

tail yeast_pairedend.sam | cut -f 3

By default cut assumes the field delimiter is Tab, which is the delimiter used in the majority of NGS file formats. You can, of course, specify a different delimiter with the -d option.

You can also specify a range of fields, and mix adjacent and non-adjacent fields. This displays fields 2 through 6, field 9, and all fields starting with 12 (SAM tag fields).

tail yeast_pairedend.sam | cut -f 2-6,9,12-

You may have noticed that some alignment records contain contig names (e.g. chrV) in field 3 while others contain an asterisk ( * ). Usually the * means the record didn't align. (This isn't always true – later you'll see how to properly distinguish between mapped and unmapped reads using samtools.) We're going to use this heuristic along with cut to see about how many records represent aligned sequences.

First we need to make sure that we don't look at fields in the SAM header lines. We're going to end up with a series of pipe operations, and the best way to make sure you're on track is to enter them one at a time piping to head:

# the ^HWI pattern matches lines starting with HWI (the start of all read names in column 1)
grep -P '^HWI' yeast_pairedend.sam | head

Ok, it looks like we're seeing only alignment records. Now let's pull out only field 3 using cut:

grep -P '^HWI' yeast_pairedend.sam | cut -f 3 | head

Cool, we're only seeing the contig name info now. Next we use grep again, piping it our contig info and using the -v (invert) switch to say print lines that don't match the pattern:

grep -P '^HWI' yeast_pairedend.sam | cut -f 3 | grep -v '*' | head

Perfect! We're only seeing real contig names that (usually) represent aligned reads. Let's count them by piping to wc -l (and omitting omit head of course – we want to count everything).

grep -P '^HWI' yeast_pairedend.sam | cut -f 3 | grep -v '*' | wc -l

Exercise: About how many records represent aligned sequences? What alignment rate does this represent?

echo $((612968 * 100/ 1184360))

Exercise: What might we try in order to improve the alignment rate?

Exercise #2: Bowtie2 and Local Alignment - Human microRNA-seq

Now we're going to switch over to a different aligner that was originally designed for very short reads and is frequently used for RNA-seq data. Accordingly, we have prepared another test microRNA-seq dataset for you to experiment with (not the same one you used cutadapt on). This data is derived from a human H1 embryonic stem cell (H1-hESC) small RNA dataset generated by the ENCODE Consortium – its about a half million reads.

However, there is a problem!  We don't know (or, well, you don't know) what the adapter structure or sequences were. So, you have a bunch of 36 base pair reads, but many of those reads will include extra sequence that can impede alignment – and we don't know where! We need an aligner that can find subsections of the read that do align, and discard (or "soft-clip") the rest away – an aligner with a local alignment mode. Bowtie2 is just such an aligner.

Overview miRNA alignment workflow with bowtie2

If the adapter structure were known, the normal workflow would be to first remove the adapter sequences with cutadapt. Since we can't do that, we will instead perform a local alignment of the single-end miRNA sequences using bowtie2. This workflow has the following steps:

1. Prepare the mirbase v20 reference index for bowtie2 (one time) using bowtie2-build 
2. Perform local alignment of the R1 reads with bowtie2, producing a SAM file directly
3. Convert the SAM file to a BAM file (samtools view)
4. Sort the BAM file by genomic location (samtools sort)
5. Index the BAM file (samtools index)
6. Gather simple alignment statistics (samtools flagstat and samtools idxstat)

This looks so much simpler than bwa – only one alignment step instead of three! We'll see the price for this "simplicity" in a moment...

As before, we will just do the alignment steps leave samtools for the next section.

Introducing bowtie2

Go ahead and load the bowtie2 module so we can examine some help pages and options. To do that, you must first load the perl module, and then the a specific version of bowtie2. 

module load perl
module load bowtie/2.2.0

Now that it's loaded, check out the options. There are a lot of them! In fact for the full range of options and their meaning, Google "Bowtie2 manual" and bring up that page. The Table of Contents is several pages long! Ouch!

This is the key to using bowtie2 - it allows you to control almost everything about its behavior, but that also makes it is much more challenging to use than bwa – and it's easier to screw things up too!

Building the bowtie2 mirbase index

Before the alignment, of course, we've got to build a mirbase index using bowtie2-build (go ahead and check out its options). Unlike for the aligner itself, we only need to worry about a few things here:

bowtie2-build <reference_in> <bt2_index_base>

• reference_in file is just the FASTA file containing mirbase v20 sequences
• bt2_index_base is the prefix of where we want the files to go

 Following what we did earlier for BWA indexing:

mkdir -p $WORK/archive/references/bt2/mirbase.v20
cd $WORK/archive/references/bt2/mirbase.v20
ln -s -f ../../fasta/hairpin_cDNA_hsa.fa
ls -la 

Now build the index with bowtie2-build:

bowtie2-build hairpin_cDNA_hsa.fa hairpin_cDNA_hsa.fa

That was very fast!  It's because the mirbase reference genome is so small compared to what programs like this are used to dealing with, which is the human genome (or bigger).  You should see the following files:

hairpin_cDNA_hsa.fa
hairpin_cDNA_hsa.fa.1.bt2
hairpin_cDNA_hsa.fa.2.bt2
hairpin_cDNA_hsa.fa.3.bt2
hairpin_cDNA_hsa.fa.4.bt2
hairpin_cDNA_hsa.fa.rev.1.bt2
hairpin_cDNA_hsa.fa.rev.2.bt2

Performing the bowtie2 local alignment

Now, we're ready to actually try to do the alignment.  Remember, unlike BWA, we actually need to set some options depending on what we're after. Some of the important options for bowtie2 are:

To decide how we want to go about doing our alignment, check out the file we're aligning with less:

cd $SCRATCH/core_ngs/align
less fq/human_mirnaseq.fastq.gz

Lots of reads have long strings of A's, which must be an adapter or protocol artifact.  Even though we see how we might be able to fix it using some tools we've talked about, what if we had no idea what the adapter sequence was, or couldn't use cutadapt or other programs to prepare the reads?

 In that case, we need a local alignment where the seed length smaller than the expected insert size. Here, we are interested in finding any sections of any reads that align well to a microRNA, which are between 16 and 24 bases long, with most 20-22. So an acceptable alignment should have at least 16 matching bases, but could have more.

If we're also interested in detecting miRNA SNPs, we might want to allow a mismatch in the seed. So, a good set of options might look something like this:

-N 1 -L 16 --local

As you can tell from looking at the bowtie2 help message, the general syntax looks like this:

bowtie2 [options]* -x <bt2-idx> {-1 <m1> -2 <m2> | -U <r>} [-S <sam>]

Let's make a link to the mirbase index directory to make our command line simpler:

cd $SCRATCH/core_ngs/align
ln -s -f $WORK/archive/references/bt2/mirbase.v20 mb20

Putting this all together we have a command line that looks like this.

bowtie2 --local -N 1 -L 16 -x mb20/hairpin_cDNA_hsa.fa -U fq/human_mirnaseq.fastq.gz -S human_mirnaseq.sam

Create a commands file called bt2.cmds with this task definition then generate and submit a batch job for it (time 1 hour, normal queue).

launcher_creator.py -n bt2 -j bt2.cmds -t 01:00:00 -q normal
sbatch bt2.slurm; showq -u

When the job is complete you should have a human_mirnaseq.sam file that you can examine using whatever commands you like. An example alignment looks like this.

TUPAC_0037_FC62EE7AAXX:2:1:2607:1430#0/1  0  hsa-mir-302b  50  22 3S20M13S * 0 0
    TACGTGCTTCCATGTTTTANTAGAAAAAAAAAAAAG  ZZFQV]Z[\IacaWc]RZIBVGSHL_b[XQQcXQcc
    AS:i:37 XN:i:0  XM:i:1  XO:i:0  XG:i:0  NM:i:1  MD:Z:16G3       YT:Z:UU

Notes:

• This is one alignment record, although it has been broken up below for readability.
• This read mapped to the mature microRNA sequence hsa-mir-302b, starting at base 50 in that contig.
• Notice the CIGAR string is 3S20M13S, meaning that 3 bases were soft clipped from one end (3S), and 13 from the other (13S).
  
  • If we did the same alignment using either bowtie2 --end-to-end mode, or using bwa aln as in Exercise #1, very little of this file would have aligned.
• The 20M part of the CIGAR string says there was a block of 20 read bases that mapped to the reference.
  • If we had not lowered the seed parameter of bowtie2 from its default of 22, we would not have found many of the alignments like this one that only matched for 20 bases.

Such is the nature of bowtie2 – it it can be a powerful tool to sift out the alignments you want from a messy dataset with limited information, but doing so requires careful tuning of the parameters, which can take quite a few trials to figure out.

Exercise: About how many records in human_mirnaseq.sam represent aligned reads?

grep -P '^TUPAC' human_mirnaseq.sam | cut -f 3 | grep -v '*' | wc -l

Use sort and uniq to create a histogram of mapping qualities

The mapping quality score is in field 5 of the human_mirnaseq.sam file. We can do this to pull out only that field:

grep -P '^TUPAC' human_mirnaseq.sam | cut -f 5 | head

We will use the uniq create a histogram of these values. The first part of the --help for uniq says:

Usage: uniq [OPTION]... [INPUT [OUTPUT]]
Filter adjacent matching lines from INPUT (or standard input),
writing to OUTPUT (or standard output).

With no options, matching lines are merged to the first occurrence.
Mandatory arguments to long options are mandatory for short options too.
  -c, --count           prefix lines by the number of occurrences

To create a histogram, we want to organize all equal mapping quality score lines into an adjacent block, then use uniq -c option to count them. The sort -n command does the sorting into blocks (-n means numerical sort). So putting it all together, and piping the output to a pager just in case, we get:

grep -P '^TUPAC' human_mirnaseq.sam | cut -f 5 | sort -n | uniq -c | more

Exercise: What is the flaw in this "program"?

Exercise #3: Bowtie2 - Vibrio Cholerae RNA-seq

While we have focused on aligning eukaryotic data, the same tools can be used to perform identical functions with prokaryotic data.  The major differences are less about the underlying data and much more about the external/public databases established to store and distribute reference data.  For example, the Illumina iGenome resource provides pre-processed and uniform reference data, designed to be out-of-the-box compatible with aligners like bowtie2 and bwa.  However, the limited number of available species are heavily biased towards model eukaryotes.  If we wanted to study a prokaryote, the reference data must be downloaded from a resource like GenBank, and processed/indexed similarly to the procedure for mirbase.  However, while the alignment procedure is broadly analogous, the reference preparation process is somewhat different, and will involve use of a biologically-oriented scripting library called BioPerl.  In this exercise, we will use some RNA-seq data from Vibrio cholerae, published last year on GEO here, and align it to a reference genome.

Overview of Vibrio cholerae alignment workflow with Bowtie2 (essentially 

1. Prepare the vibCho reference index for bowtie2 from GenBank files using BioPerl
2.  Align reads using bowtie2, producing a SAM file
3. Convert the SAM file to a BAM file (samtools view) 
4. Sort the BAM file by genomic location (samtools sort)
5. Index the BAM file (samtools index)
6. Gather simple alignment statistics (samtools flagstat and samtools idxstat)
   

Obtaining GenBank sequence files for Vibrio Cholerae

Converting GenBank files into usable reference FASTA files

BioPerl is available through the module system, so load it up like we have done before, with the caveat that we load regular Perl before we load BioPerl.

module load perl
module load bioperl

This makes several scripts directly available to you.  The one we will use is called "bp_seqconvert.pl," and it is used to interconvert file formats between FASTA, GBK, and others.  While we will use it to obtain a FASTA sequence, this same program can also be used to get gene annotations, among other genomic information, from the same GenBank file.

Building the bowtie2 vibCho index

Performing the bowtie2 alignment

(this will stop here because samtools index/idxstats/flagstat will be Exercise #5)

Exercise #4: BWA-MEM - Human mRNA-seq

After bowtie2 came out with a local alignment option, it wasn't long before bwa developed its own local alignment algorithm called BWA-MEM (for Maximal Exact Matches), implemented by the bwa mem command. bwa mem has the following advantages:

• It incorporates a lot of the simplicity of using bwa with the complexities of local alignment, enabling straightforward alignment of datasets like the mirbase data we just examined
• It can align different portions of a read to different locations on the genome
  • In a long RNA-seq experiment, reads will (at some frequency) span a splice junction themselves, or a pair of reads in a paired-end library will fall on either side of a splice junction. We want to be able to align reads that do this for many reasons, from accurate transcript quantification to novel fusion transcript discovery.

Thus, our last exercise will be the alignment of a human long RNA-seq dataset composed (by design) almost exclusively of reads that cross splice junctions.

bwa mem was made available when we loaded the bwa module, so take a look at its usage information. The most important parameters, similar to those we've manipulated in the past two sections, are the following:

There are many more parameters to control the scoring scheme and other details, but these are the most essential ones to use to get anything of value at all.

The test file we will be working with is just the R1 file from a paired-end total RNA-seq experiment, meaning it is (for our purposes) single-end. Go ahead and take a look at it, and find out how many reads are in the file.

cds
cd core_ngs/align/
ls fq
gunzip -c fq/human_rnaseq.fastq.gz | echo $((`wc -l`/4))

RNA-seq alignment with bwa aln

Now, try aligning it with bwa aln like we did in Example #1, but first link to the hg19 bwa index directory.

cd $SCRATCH/core_ngs/align
ln -s -f /scratch/01063/abattenh/ref_genome/bwa/bwtsw/hg19
ls hg19

You should see a set of files analogous to the yeast files we created earlier, except that their universal prefix is hg19.fa.  

Go ahead and try to do a single-end alignment of the file to the human genome using bwa aln like we did in Exercise #1, saving intermediate files with the prefix human_rnaseq_bwa. Go ahead and just execute on the command line.

bwa aln hg19/hg19.fa fq/human_rnaseq.fastq.gz > human_rnaseq_bwa.sai
bwa samse hg19/hg19.fa human_rnaseq_bwa.sai fq/human_rnaseq.fastq.gz > human_rnaseq_bwa.sam

Once this is complete use less to take a look at the contents of the SAM file, using the space bar to leaf through them. You'll notice a lot of alignments look basically like this:

HWI-ST1097:228:C21WMACXX:8:1316:10989:88190     4       *       0       0       *       *       0       0
  AAATTGCTTCCTGTCCTCATCCTTCCTGTCAGCCATCTTCCTTCGTTTGATCTCAGGGAAGTTCAGGTCTTCCAGCCGCTCTTTGCCACTGATCTCCAGCT
  CCCFFFFFHHHHHIJJJJIJJJJIJJJJHJJJJJJJJJJJJJJIIIJJJIGHHIJIJIJIJHBHIJJIIHIEGHIIHGFFDDEEEDDCDDD@CDEDDDCDD

Notice that the contig name (field 3) is just an asterisk ( * ) and the alignment flags value is a 4 (field 2), meaning the read did not align (decimal 4 = hex 0x4 = read did not map).

Essentially, nothing (with a few exceptions) aligned. Why?

RNA-seq alignment with bwa mem

Exercise: use bwa mem to align the same data

Based on the following syntax and the above reference path, use bwa mem to align the same file, saving output files with the prefix human_rnaseq_mem. Go ahead and just execute on the command line.

bwa mem <ref.fa> <reads.fq> > outfile.sam

bwa mem hg19/hg19.fa fq/human_rnaseq.fastq.gz > human_rnaseq_mem.sam

Check the length of the SAM file you generated with wc -l. Since there is one alignment per line, there must be 586266 alignments (minus no more than 100 header lines), which is more than the number of sequences in the FASTQ file. This is bwa mem can report multiple alignment records for the same read, hopefully on either side of a splice junction. These alignments can still be tied together because they have the same read ID.

# This gives you a view where each read is listed next to the number of entries it has in the SAM file
cut -f 1 human_rnaseq_mem.sam | sort | uniq -c | less

#This gives essentially a histogram of the number of times each read aligned - a plurality of reads aligned twice, which seems reasonable since these are all reads crossing a junction, but plenty aligned more or less
cut -f 1 human_rnaseq_mem.sam | sort | uniq -c | awk '{print $1}' | sort | uniq -c | less	

#This gives a better idea of the alignment rate, which is how many reads aligned at least once to the genome.  Divided by the number of reads in the original file, the real alignment rate is much higher.
cut -f 1 human_rnaseq_mem.sam | sort | uniq | wc -l	

# NOTE: Some of these one-liners are only reasonably fast if the files are relatively small (around a million reads or less). For bigger files, there are better ways to get this information, mostly using samtools.

BWA-MEM vs Tophat

Another approach to aligning long RNA-seq data is to use an aligner that is more explicitly concerned with sensitivity to splice sites, namely a program like Tophat. Tophat uses either bowtie (tophat) or bowtie2 (tophat2) as the actual aligner, but performs the following steps:

• aligns reads to the genome
• reads that do not align to the genome are aligned against a transcriptome, if provided
  • if they align, the transcriptome coordinates are converted back to genomic coordinates, with gaps represented in the CIGAR string, for example as 196N
• reads that do not align to the transcriptome are split into smaller pieces, each of which Tophat attempts to map to the genome

Note that Tophat also reports secondary alignments, but they have a different meaning. Tophat always reports spliced alignments as one alignment records with the N CIGAR string operator indicating the gaps. Secondary alignments for Tophat (marked with the 0x100 BAM flag) represent alternate places in the genome where a  read (spliced or not) may have mapped.